Smaller asset managers and investors alike are often plagued with the challenges of fund creation, fund operations, financing and trade execution. The Griswold Company, Incorporated has endeavored to leverage its in depth knowledge of these functions, by helping it's custodial and prime brokerage clients achieve their full potential in today's ever-changing market environment.

 

Griswold has further empowered its clients by allowing them to utilize the custodial, execution, clearing and reporting services of J.P. Morgan. This ultimately means that smaller money managers that are not yet on the radar screens of many of the major houses, no longer have to suffer the severe infrastructure handicap that they historically have.

Our Prime Brokerage program includes a multitude of systems and services designed to best equip our clients in meeting their investment objectives. They are as follows:

 

• Full Custodial and Clearing Relationship

 

• Direct Market Access trading systems including Neovest, LAVA & Riptide

 

• Sales Trader Coverage & Access to the flow of information on the NYSE     Euronext Options & Equities Trading Floors

 

• Securities lending via our clearing relationship with J.P. Morgan

 

• Fund Creation & Start-up services that include introductions to our network of book-keepers, lawyers, accountants, auditors, fund administrators, data vendors, etc...

 

• Portfolio Reporting and P&L Analysis on J.P. Morgan Neovest platform

 

• Commission Sharing (CSAs) & Soft Dollar Arrangements

 

Our clients success is evidence to the fact Griswold's Prime Brokerage program, has been tailored solely to fit their needs. If you would like to learn more about our programs please contact a sales representative today.

 

Contact Information

Please do not hesitate to contact us for more information.

 

The Griswold Company, Inc.                   Sean Trager

New York, NY 10006                               CEO

212.509.2100                                         Sean@griswoldco.com